Best Investors
Account
Sign in
Best Investors
Account
Sign in
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 01/2018 |
| Mml Investors Services, Llc | Hauppauge | NY | 03/2017 | 01/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2018 | Present |
- Independent Insurance Agent - MetLife Auto and Home - Property & Casualty Personal Lines- 0 hours involved since 09/2016 Life and Health Insurance CGAA, Inc., Is Investment Related, DBA, Financial Professional, 01/22/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-12 |
Reach out to this advisor