Barry Randolph Harlow

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-28

TX RA
APPROVED

Since 2021-07-28

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	07/2021	Present
Charles Schwab Bank, Ssb	Westlake	TX	04/2022	Present
Td Ameritrade, Inc.	Westlake	TX	03/2006	06/2024

07/2021 → Present

Charles Schwab & Co., Inc.

Westlake, TX
04/2022 → Present

Charles Schwab Bank, Ssb

Westlake, TX
03/2006 → 06/2024

Td Ameritrade, Inc.

Westlake, TX

Previous Registrations

2008-01-30 → 2023-09-07

Td Ameritrade Investment Management, Llc

Omaha, NE

Overland Park, KS

Fort Worth, TX

Southlake, TX

Westlake, TX
2005-01-18 → 2022-10-14

Td Ameritrade, Inc.

Omaha, NE

Omaha, NE

St. Paul, MN

Overland Park, KS

Omaha, NE

Omaha, NE

Edina, MN

Fort Worth, TX

Southlake, TX

Westlake, TX
2002-09-25 → 2005-01-24

Charles Schwab & Co., Inc.

Overland Park, KS
2000-07-18 → 2002-05-15

Strategic Advisers Llc

Kansas City, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-11
S63	Uniform Securities Agent State Law Examination	1996-06-12

S66 Uniform Combined State Law Examination

2000-05-11
S63 Uniform Securities Agent State Law Examination

1996-06-12

Other Names

Barry Randolph Harlow
Barry Randolph Harlow
Barry Randolph Harlow

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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