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Richard Lee Lucas

J.P. Morgan Securities LLC

Aurora, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

250 West Garfield Road, Aurora, OH 44202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Aurora OH 10/2012 Present
Space Dog Properties, Llc Hudson OH 01/2005 07/2018
Jpmorgan Chase Bank, N.A. Aurora OH 09/2006 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Aurora, OH
  • 01/2005 → 07/2018
    Space Dog Properties, Llc
    Hudson, OH
  • 09/2006 → Present
    Jpmorgan Chase Bank, N.A.
    Aurora, OH
Previous Registrations
  • 2006-09-22 → 2012-10-01
    Chase Investment Services Corp.
    Aurora, OH
    Akron, OH
  • 2005-09-23 → 2006-08-03
    Firstmerit Advisors, Inc.
    Akron, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-17
  • S66 Uniform Combined State Law Examination
    2007-01-17
Designations
Other Names
  • Rich Lucas

View on SEC IAPD

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Other Offices

OSAIC ADVISORY SERVICES, LLC · Aurora, OH
EDWARD JONES · AURORA, OH
EAGLE STRATEGIES LLC · AURORA, OH
EMVISION CAPITAL ADVISORS, LLC · AURORA, OH
COMMONWEALTH FINANCIAL NETWORK · Aurora, OH
EDWARD JONES · AURORA, OH
DEMMING FINANCIAL SERVICES CORP. · AURORA, OH
DEMMING FINANCIAL SERVICES CORP. · AUROARA, OH

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