Bradley Wallick

Current Employers

Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2018-02-15

DE RA
APPROVED

Since 2018-02-15

Branch Locations

Wilmington, DE • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ct Financial Advisors, Llc	Chadds Ford	PA	06/2012	11/2017
Canby Grove Capital Inc.	Wilmington	DE	11/2017	01/2018
Regal Investment Advisors	Kentwood	MI	01/2018	Present

06/2012 → 11/2017

Ct Financial Advisors, Llc

Chadds Ford, PA
11/2017 → 01/2018

Canby Grove Capital Inc.

Wilmington, DE
01/2018 → Present

Regal Investment Advisors

Kentwood, MI

Previous Registrations

2012-06-21 → 2018-11-26

Captrust Financial Advisors

Chadds Ford, PA
2017-12-08 → 2018-01-02

Canby Grove Capital Inc.

Wilmington, DE

Other Businesses

Business Name: Canby Grove Capital - Investment Related: Yes - Address: 14 Owls Nest Rd, Wilmington, DE 19807 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; - Title or Relationship: Investment Advisor Representative - Start Date: 1/8/2018 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-16
S63	Uniform Securities Agent State Law Examination	1997-11-24

S65 Uniform Investment Adviser Law Examination

2011-12-16
S63 Uniform Securities Agent State Law Examination

1997-11-24

Designations

Other Names

Bradley Alan Wallick

View on SEC IAPD