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Michael Anthony Laporte

LPl Financial LLC

Oakland, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-25
TX RA APPROVED_RES 2018-07-25
  • FL RA
    APPROVED
    Since 2018-07-25
  • TX RA
    APPROVED_RES
    Since 2018-07-25

Branch Locations

2 W Oakland Ave Ste 200, Oakland, FL 34760 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 10/2011 07/2018
Laporte Financial, Llc Winter Garden FL 10/2011 Present
Cetera Advisor Networks Llc El Segundo CA 09/2013 07/2018
Lpl Financial Llc Winter Garden FL 07/2018 Present
  • 10/2011 → 07/2018
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 10/2011 → Present
    Laporte Financial, Llc
    Winter Garden, FL
  • 09/2013 → 07/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2018 → Present
    Winter Garden, FL
Previous Registrations
  • 2013-09-03 → 2018-07-25
    Cetera Wealth Services, Llc
    Winter Garden, FL
  • 2011-10-12 → 2018-07-24
    Ocoee, FL
    Ocoee, FL
    Winter Garden, FL
    Winter Garden, FL
  • 2006-05-04 → 2013-09-03
    Walnut Street Securities, Inc.
    Ocoee, FL
  • 2002-03-19 → 2006-11-02
    Walnut Street Advisers Inc
    Orlando, FL
  • 2004-03-12 → 2006-06-26
    Laporte Financial Group, Inc.
    Orlando, FL
Other Businesses

1) 06/27/2018 - LaPorte Financial, LLC - Insurance Agency - inv rel - Winter Garden, FL - start: 08/2013 - 160 hr/mth 2)06/27/2018 - LaPorte Financial, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2013 - 160 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-10
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S66 Uniform Combined State Law Examination
    2002-01-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
Designations
Other Names
  • Mike Laporte

View on SEC IAPD

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