Stacy Lee Sachs

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2007 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2001-05-11 → 2007-03-14
  Securian Financial Services, Inc.
  Bannockburn, IL
  Deerfield, IL

Other Businesses

1)SL SACHS FINANCIAL SERVICES LTD, 3115 N WINDSOR DR, ARLINGTON HEIGHTS, IL, 3/2007 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4 HR/WK - 2/TRADING. 2)MEMBER OF "ALUMNI INVESTMENT CLUB" W/3 OTHER INDIVIDUALS SINCE 1968. ADDRESS IS 412 WOODVIEW, PROSPECT HTS, IL. SPEND ZERO HOURS DURING TRADING HOURS - ATTEND ONE HOUR MEETING EACH MONTH TO REVIEW INVESTMENTS. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 35/TRADING. SEE REGISTRATION HISOTRY FOR START DATE. 4)CONGREGATION BETH JUDEA, 5034 RFD, LONG GROVE, IL 60047. BEGAN 9/2012 AS COMMITTEE MEMBER OF PLANNED GIVING COMMITTEE FOR SYNAGOGUE. DEVOTE 1.5 HR/MO-NONE DURING TRADING. NON-PROFIT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-21
• S63 Uniform Securities Agent State Law Examination
  1996-06-11