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Kristen Rebecca Kaczmark

Morgan Stanley

Santa Rosa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-09
TX RA APPROVED_RES 2020-06-08
  • CA RA
    APPROVED
    Since 2020-06-09
  • TX RA
    APPROVED_RES
    Since 2020-06-08

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc San Francisco CA 11/2010 02/2019
Charles Schwab Bank San Francisco CA 11/2010 02/2019
Peninsula Wealth, Llc San Francisco CA 02/2019 06/2020
Morgan Stanley Smith Barney Llc Santa Rosa CA 06/2020 Present
Morgan Stanley Private Bank, N.A New York NY 07/2020 Present
  • 11/2010 → 02/2019
    Charles Schwab & Co., Inc
    San Francisco, CA
  • 11/2010 → 02/2019
    Charles Schwab Bank
    San Francisco, CA
  • 02/2019 → 06/2020
    Peninsula Wealth, Llc
    San Francisco, CA
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Santa Rosa, CA
  • 07/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-02-07 → 2020-06-08
    Peninsula Wealth, Llc
    San Francisco, CA
  • 2010-12-07 → 2019-02-20
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 2009-12-22 → 2010-11-05
    Fifth Third Securities, Inc.
    Clermont, FL
  • 2009-01-06 → 2009-10-29
    Natcity Investments, Inc.
    Clermont, FL
  • 2008-02-12 → 2008-08-27
    Td Ameritrade, Inc.
    Winter Park, FL
  • 2008-02-12 → 2008-08-27
    Td Ameritrade Investment Management, Llc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-07
S63 Uniform Securities Agent State Law Examination 1999-06-11
  • S66 Uniform Combined State Law Examination
    2008-02-07
  • S63 Uniform Securities Agent State Law Examination
    1999-06-11
Other Names
  • Kristen Kaczmark
  • Kristen Rebecca Kaczmark
  • Kristen Rebecca Yost

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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