Kristen Rebecca Kaczmark

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 02/2019
  Charles Schwab & Co., Inc
  San Francisco, CA
• 11/2010 → 02/2019
  Charles Schwab Bank
  San Francisco, CA
• 02/2019 → 06/2020
  Peninsula Wealth, Llc
  San Francisco, CA
• 06/2020 → Present
  Morgan Stanley Smith Barney Llc
  Santa Rosa, CA
• 07/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2019-02-07 → 2020-06-08
  Peninsula Wealth, Llc
  San Francisco, CA
• 2010-12-07 → 2019-02-20
  Charles Schwab & Co., Inc.
  San Francisco, CA
• 2009-12-22 → 2010-11-05
  Fifth Third Securities, Inc.
  Clermont, FL
• 2009-01-06 → 2009-10-29
  Natcity Investments, Inc.
  Clermont, FL
• 2008-02-12 → 2008-08-27
  Td Ameritrade, Inc.
  Winter Park, FL
• 2008-02-12 → 2008-08-27
  Td Ameritrade Investment Management, Llc
  Orlando, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-02-07
• S63 Uniform Securities Agent State Law Examination
  1999-06-11

Other Names

• Kristen Kaczmark
• Kristen Rebecca Kaczmark
• Kristen Rebecca Yost