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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-12 |
| NC | RA | APPROVED | 2018-07-01 |
Branch Locations
2443 Lynn Rd. Ste. 112, Raleigh, NC 27612 • United States
Cary, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Niemic Insurance | Raleigh | NC | 11/2001 | 06/2018 |
| Nationwide Securities, Inc | Dublin | OH | 12/2002 | 06/2018 |
| Nationwide/Dan Thompson Agency | Raleigh | NC | 12/2002 | 06/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2018 | Present |
1. HANK INC, 100 SKIPWYTH CIR, CARY, NC, 2/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 45/WK - 30/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. STRATEGIC WEALTH ADVISORS, 8402 Six Forks Road, Suite 103, Raleigh NC 27615, United States, 10/01/2023, President, Referrals, NIR, 160 HR/MO - 160 HR/MO TRADING 4. STRATEGIC WEALTH ADVISORS, 323 Inverness Dr, Hubert NC 28539, 04/2025, Agent, Insurance/Benefits/Human Resources, NIR, 15 HR/MO, 15 HR/MO TRADING. 5. SWA PROPERTIES, LLC, 2443 Lynn Road, Suite 112, Raleigh NC 27612, United States, 07/15/2025, Owner, Real Estate, NIR, 1 HR/MO, 1 HR/MO TRADING. 6. DAVE RAMSEY, 2443 Lynn Road, Suite 112, Raleigh NC 27612, United States, 05/2026, Investment Advisor Representative, Marketing, NIR, 20 HR/MO – 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-23 |
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