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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-10 |
| MS | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
905 22Nd Avenue Suite 100, Meridian, MS 39301 • United States
Pensacola Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Meridian | MS | 08/2000 | Present |
| Stifel, Nicolaus & Company, Incorporated | Meridian | MS | 08/2009 | Present |
1. Quitman Country Club; 662 County Rd 511, Quitman, MS 39355; Board of Directors; 07/01/2018; 1.00 Hour(s) Per Month - not during securities trading hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-25 |
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