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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-30 |
| ID | RA | APPROVED | 2024-01-29 |
| TX | RA | APPROVED | 2024-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Santa Rosa | CA | 10/2009 | 05/2018 |
| Traverso Chambers Private Wealth Management, Llc | Santa Rosa | CA | 04/2018 | 01/2024 |
| Mai Capital Management, Llc | Santa Rosa | CA | 01/2024 | Present |
Traverso Chambers Private Wealth Management, LLC ; not investment related; Santa Rosa, CA; property management; 50% owner; 09/2009; 0 hours trustee on my parents account for the benefit of my sister.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-21 |
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