Lester Phillip Matlock

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Little Rock, AR
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Little Rock, AR

Other Businesses

Business Ownership; Balch- Gray Properties, LLC; ; This LLC will own rental real estate.; 2101 Louisiana Street Little Rock AR 72206, ,; Not Investment-Related; 02/09/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; University of Arkansas at Pine Bluff Foundation Fund Board; board member; 1200 North University Drive Pine Bluff, AR 71601, ,; Not Investment-Related; 11/01/2013; 1 to 9 hours per month; 0 during trading hours / UALR Trojans Athletic Council; member; 2801 S. University St, , Little Rock, AR, 72204; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / University of Arkansas for Medical Sciences Board of Advisors (formerly Foundation Board); President; 4301 W. Markham Street Little Rock, AR 72204, , Little Rock, AR, 72205; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / University of Arkansas Foundation Inc. Board of Directors; Board Member; 535 Research Center Blvd, Suite 120, Fayetteville, AR, 72701; Investment-Related; 12/11/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-10
• S63 Uniform Securities Agent State Law Examination
  1996-05-23