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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-05
  • CT RA
    APPROVED
    Since 2025-12-05

Branch Locations

Glastonbury, CT • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Llc Hartford CT 04/2005 03/2019
Global Portfolio Strategies, Inc. Hartford CT 10/2006 12/2018
The Prudential Insurance Company Of America Hartford CT 04/2005 Present
Pruco Securities Llc. 280 Trumbull St CT 06/2019 04/2020
Prudential Investment Management Services Llc Hartford CT 04/2020 Present
Gwfs Equities, Inc. Greenwood Village CO 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2025 Present
  • 04/2005 → 03/2019
    Prudential Investment Management Services Llc
    Hartford, CT
  • 10/2006 → 12/2018
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 04/2005 → Present
    The Prudential Insurance Company Of America
    Hartford, CT
  • 06/2019 → 04/2020
    Pruco Securities Llc.
    280 Trumbull St, CT
  • 04/2020 → Present
    Prudential Investment Management Services Llc
    Hartford, CT
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 11/2025 → Present
    Greenwood Village, CO
Previous Registrations
  • 2019-08-02 → 2020-05-08
    Hartford, CT
  • 2006-10-23 → 2018-12-31
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 1998-07-14 → 2005-04-30
    Prudential Retirement Brokerage Services, Inc.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
S65 Uniform Investment Adviser Law Examination 1998-07-01
S63 Uniform Securities Agent State Law Examination 1996-07-03
  • S66 Uniform Combined State Law Examination
    2025-11-24
  • S65 Uniform Investment Adviser Law Examination
    1998-07-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-03

View on SEC IAPD

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