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Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-12
  • CA RA
    APPROVED
    Since 2024-03-12

Branch Locations

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

17 Keller Street, Petaluma, CA 94952 • United States

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-11
  • CA RA
    APPROVED
    Since 2024-03-11

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

17 Keller Street, Petaluma, CA 94952 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2024
Unemployed Petaluma CA 02/2024 02/2024
International Assets Investment Managements Llc Orlando FL 03/2024 Present
Global Assets Advisory, Llc Orlando FL 03/2024 Present
  • 01/2015 → 01/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2024 → 02/2024
    Unemployed
    Petaluma, CA
  • 03/2024 → Present
    International Assets Investment Managements Llc
    Orlando, FL
  • 03/2024 → Present
    Orlando, FL
Previous Registrations
  • 2009-06-01 → 2024-02-13
    Stockton, CA
    Napa, CA
    Stockton, CA
    Stockton, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Stockton, CA
  • 2004-07-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Stockton, CA
    Stockton, CA
  • 1997-07-08 → 2002-08-15
    A. G. Edwards & Sons, Inc.
    Stockton, CA
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 03/2024 - APPROX 40 HRS/MO - FEE BASED COMPENSATION. 2) GLOBAL ASSETS ADVISORY, LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 03/2024 - APPROX 40 HRS/MO - FEE BASED COMPENSATION. 3) MACO WEALTH MANAGEMENT - 10 Keller Street, Petaluma, CA 94952 - FINANCIAL ADVISOR - SINCE 3/15/2024 - APPROX 40 HRS/MO - COMMISSION 4) SAINT VINCENT DEPAUL PARISH - 35 LIBERTY ST, PETALUMA, CA 94952 - CHURCH - COMMITTEE MEMEBER SINCE 10/2023 - APPROX 1HR/MO - NO COMPENSATION 5) SONOMA COUNTY TRAILBLAZERS - 3355 REGIONAL PARKWAY, SANTA ROSA, CA 95403 - HORSE BACK GROUP- EXECUTIVE COMMITTEE MEMBER SINCE 08/01/2025 - APPROX 1/2 HRS/MO- NO COMPENSATION 6) ST. VINCENTS ELEMENTARY SCHOOL - 246 Howard St. Petaluma, CA 94952 - ADVISORY REGENT - SINCE 08/01/2025 - APPROX 2 HRS/MO - NO COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-22
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S66 Uniform Combined State Law Examination
    2004-07-22
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Christopher Mccaffrey
  • Christopher John Mccaffrey

View on SEC IAPD

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