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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-10 |
Branch Locations
1045 Jenks Ave, Panama City, FL 32401 • United States
1378 North Railroad Avenue, Chipley, FL 32428 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mike Owens Financial Services Inc | Pananma City | FL | 02/2013 | Present |
| Voya Financial Advisors | Chipley | FL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1) NAME OF ENTITY:WILLIAMS FINANCIAL SERVICES; Yes; 1378 N RAILROAD AVE; CHIPLEY; FL; 32428; FINANCIAL SERVICES; FINANCIAL ADVISOR; 2/15/2013; 8; 8; SALE AND SERVICES INSURANCE,SECURITIES AND INVESTMENT PRODUCTS| 2) NAME OF ENTITY:MIKE OWENS FINANCIAL SERVICES INC; Yes; 228 SOUTH CLAIRE DR; PANAMA CITY; FL; 32401; FINANCIAL SERVICES/DBA; OWNER/PRESIDENT; 2/15/2013; 150; 150; INSURANCE & INVESTMENT SERVICES| 3) NAME OF ENTITY: Independent Insurance Agent; Yes; 1378 N RAILROAD AVE; CHIPLEY; FL; 32428; Fixed Insurance Sales; Independent Insurance Agent; 2/15/2013; 20; 20; Sales of fixed insurance products| 4) NAME OF OTHER BUSINESS:MIKE OWENS FINANCIAL SERVICES INC. DBA OWENS WEALTH MANAGEMENT ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT/TAX PURPOSES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT AND TAX PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-03 |
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