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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-18
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-14
  • NJ RA
    APPROVED
    Since 2022-05-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-14

Branch Locations

Glen Ridge, NJ • United States

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2001-06-06 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Other Businesses

1. Rental Property; Investment related; Kennebunkport, ME; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2018; During business hours: 0; After business hours: 1; Owner / renter

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-11
S63 Uniform Securities Agent State Law Examination 1997-07-24
  • S65 Uniform Investment Adviser Law Examination
    2000-10-11
  • S63 Uniform Securities Agent State Law Examination
    1997-07-24
Other Names
  • Addriana Viola Burke
  • Adriana Alvim Viola

View on SEC IAPD

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