Best Investors
Account
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Account
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One Boston Place 29Th Floor, Boston, MA 02108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-21 |
| KY | RA | APPROVED | 2022-03-23 |
| CA | RA | APPROVED | 2022-03-22 |
| MA | RA | APPROVED | 1999-08-14 |
Branch Locations
One Boston Place 29Th Floor, Boston, MA 02108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wainwright Investment Counsel | Boston | MA | 07/2013 | Present |
| Wfs, Llc | Boston | MA | 08/2016 | 10/2021 |
| Wfs, Llc | Boston | MA | 10/2021 | Present |
MR. ARISTIZABAL IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF PRESIDENT AND CORPORATE SECRETARY. MR. ARISTIZABAL IS A MEMBER OF THE WAINWRIGHT BOARD OF MANAGERS. MR. ARISTIZABAL IS THE CHIEF EXECUTIVE OFFICER AND BRANCH OFFICE MANAGER OF WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. MR. ARISTIZABAL IS THE CHIEF COMPLIANCE OFFICER AND A PRINCIPAL OF WAINWRIGHT CAPITAL PARTNERS, LLC ("WCAP"), A COMMODITY POOL OPERATOR AND MEMBER OF THE NATIONAL FUTURES ASSOCIATION. WCAP IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. WCAP ACTS AS GENERAL PARTNER OF THE WAINWRIGHT RENAISSANCE FUND 1, L.P.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-14 |
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