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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-08-17 |
Branch Locations
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
Sussex, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Chicago | IL | 04/2007 | Present |
| Morgan Stanley Smith Barney | Riverwoods | IL | 06/2009 | Present |
*660841 - Greater Milwaukee Power League; Investment related: No; Menomonee Falls, Wisconsin; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 16; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-20 |
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