Thomas Frank Karner

Current Employers

Employment History

• 01/2015 → 11/2017
  Sii Investments
  Burnsville, MN
• 11/2017 → 06/2024
  Securities America, Inc.
  Burnsville, MN
• 11/2017 → Present
  Securiites America Advisors
  Burnsville, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Burnsville, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Burnsville, MN

Previous Registrations

• 2017-11-29 → 2024-06-14
  Securities America Advisors, Inc.
  Burnsville, MN
• 2015-01-05 → 2017-11-29
  Sii Investments, Inc.
  Burnsville, MN
• 2014-02-03 → 2015-01-27
  New England Securities
  Eagan, MN
  Minneapolis, MN
  Mendota Heights, MN
• 2002-02-04 → 2002-12-31
  Osaic Fa, Inc.
  Minnetonka, MN

Other Businesses

1. SAA Position: Sales and Advisory Nature: Advisory Affiliation SAA Investment Related: Yes Hours: 40 Securities Trading Hours: 40 Start Date: 11/29/2017 Address: 2422 E 117th St., Burnsville MN 55337 2. BC&I Wealth Management - DBA 3. KARNER & ASSOCIATES, INC POSITION: President NATURE: Major Medical and Medicare Supplement Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1999 ADDRESS: 4409 Braddock Trail, Eagan, MN 55123 DESCRIPTION: Work with clients to acquire Major Medical individual or group or Medicare Supplimentsand Fixed annuity and Term Life products. 4. KARNER & ASSOCIATES, INC POSITION: President NATURE: Major Medical and Medicare Supplement Business. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 05/01/1996 ADDRESS: 4409 Braddock Trail, Eagan MN 55123 DESCRIPTION: Discuss and sell health insurance products as needed. 5. KARNER & ASSOCIATES, INC POSITION: President NATURE: Sell Major Medica Ins to individuals, groups and Medicare clients. This is the same activity and reported under Karner & Associates, Inc INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1999 ADDRESS: 4409 Braddock Trail, Eagan MN 55123, United States DESCRIPTION: Sell and advise Major Medical Ins to individuals, groups and Medicare recipients.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-16