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Kristine Marie Roberts

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leawood, KS

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-22
KS RA APPROVED 2004-08-04
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • KS RA
    APPROVED
    Since 2004-08-04

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Overland Park KS 12/1993 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Overland Park KS 12/1993 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-03
S63 Uniform Securities Agent State Law Examination 1996-05-23
  • S66 Uniform Combined State Law Examination
    2004-08-03
  • S63 Uniform Securities Agent State Law Examination
    1996-05-23
Other Names
  • Kristi Roberts
  • Kristine M Roberts
  • Kristi Roberts

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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