Jay Charles Matthews

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-01
ND	RA	APPROVED	2025-02-20

TX RA
APPROVED

Since 2025-04-01
ND RA
APPROVED

Since 2025-02-20

Branch Locations

3001B 32Nd Avenue South Suite 3, Grand Forks, ND 58201 • United States

4650 38Th Ave S Suite 120, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Producers Financial Group	Fargo	ND	12/1990	03/2017
Concourse Financial Group Securities Inc	Fargo	ND	08/2011	02/2025
(Dba) Capital Resource Management	Fargo	ND	05/2016	Present
(Dba) Jay Matthews Insurance & Investments	Fargo	ND	06/1985	Present
(Dba) The Affiliates	Fargo	ND	03/2017	07/2020
Cetera Wealth Services, Llc	Fargo	ND	02/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/2025	Present

12/1990 → 03/2017

Producers Financial Group

Fargo, ND
08/2011 → 02/2025

Concourse Financial Group Securities Inc

Fargo, ND
05/2016 → Present

(Dba) Capital Resource Management

Fargo, ND
06/1985 → Present

(Dba) Jay Matthews Insurance & Investments

Fargo, ND
03/2017 → 07/2020

(Dba) The Affiliates

Fargo, ND
02/2025 → Present

Cetera Wealth Services, Llc

Fargo, ND
02/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2011-08-22 → 2025-02-20

Concourse Financial Group Securities, Inc.

Fargo, ND

Birmingham, AL

Grand Forks, ND

Wayzata, MN

Birmingham, AL
2004-11-29 → 2011-09-09

National Planning Corporation

Fargo, ND
2001-06-20 → 2004-12-14

Transamerica Financial Advisors, Llc

Fargo, ND

Other Businesses

1) (dba) JAY C. MATTHEWS INSURANCE & INVESTMENTS; Investment Related; 818 Main Avenue, Suite 3, Fargo ND 58103; Insurance; Owner/Producer; Start Date 06/1985; 4 hours per month with 1 of those hours occurring during trading hours; Sales and service of fixed life and annuity insurance products. >> 2) (dba) CAPITAL RESOURCE MANAGEMENT; Investment Related; 3001 B 32nd Avenue South, Grand Forks ND 58201; Insurance and Investments; Owner; Start Date 05/2016; 60 hours per month with 40 of those hours occurring during trading hours; Offer sales and service of insurance and investment products as well as financial planning services. >> 3) TRUSTEE OF DAVID J EVENSON FAMILY; Non-Investment related; 3001 B 32nd Avenue South, Grand Forks ND 58201; Trust; Trustee; Start Date 03/2017; 1 hour per month during trading hours; Trustee to deceased friend. Handle payment of trust income to trust beneficiary. When trust target dates are met, I will handle the dissolution of the trust. >> 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/1984; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-13

S63 Uniform Securities Agent State Law Examination

1996-06-13

Designations

View on SEC IAPD