Elizabeth S Lee

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-22
CT	RA	APPROVED	2016-08-08
FL	RA	APPROVED	2016-08-02

TX RA
APPROVED_RES

Since 2023-02-22
CT RA
APPROVED

Since 2016-08-08
FL RA
APPROVED

Since 2016-08-02

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley Smith Barney Llc	Palm Beach Gardens	FL	06/2009	Present

01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
06/2009 → Present

Morgan Stanley Smith Barney Llc

Palm Beach Gardens, FL

Other Businesses

MARGARET AND DANIEL LEE FAMILY TRUST; LONG ISLAND CITY, NY; TRUSTEE; NO TIME DEVOTED * 419004 - Trust; Investment related Yes; Jupiter, FL; Dec 2020; During business hours: 0; After business hours: 2.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-30
S66	Uniform Combined State Law Examination	1998-02-13

S65 Uniform Investment Adviser Law Examination

2016-07-30
S66 Uniform Combined State Law Examination

1998-02-13

Other Names

Elizabeth S Lee
Elizabeth S Li

View on SEC IAPD