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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-07
  • NY RA
    APPROVED
    Since 2025-01-07

Branch Locations

Manorville, NY • United States

576 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N.Y.P.D.-Lt. Michael Faranda Ny NY 04/1986 Present
Royal Alliance Associates, Inc. Garden City NY 11/2015 01/2025
Osaic Wealth, Inc. Scottsdale AZ 10/2024 01/2025
Commonwealth Financial Network Waltham MA 01/2025 Present
Kingsbridge Capital Advisors Syosset NY 01/2025 Present
  • 04/1986 → Present
    N.Y.P.D.-Lt. Michael Faranda
    Ny, NY
  • 11/2015 → 01/2025
    Royal Alliance Associates, Inc.
    Garden City, NY
  • 10/2024 → 01/2025
    Scottsdale, AZ
  • 01/2025 → Present
    Waltham, MA
  • 01/2025 → Present
    Kingsbridge Capital Advisors
    Syosset, NY
Previous Registrations
  • 2024-10-11 → 2025-01-09
    Syosset, NY
    Scottsdale, AZ
    Manorville, NY
  • 2022-08-30 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2021-04-26 → 2022-09-02
    Garden City, NY
  • 2013-03-04 → 2015-11-04
    Ic Advisory Services, Inc.
    Eat Islip, NY
    Bedminster, NJ
Other Businesses

Fixed insurance sales; as of 1/03/2025; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-25
S63 Uniform Securities Agent State Law Examination 1997-07-15
  • S65 Uniform Investment Adviser Law Examination
    2012-04-25
  • S63 Uniform Securities Agent State Law Examination
    1997-07-15
Other Names
  • Gregg G Reutter

View on SEC IAPD

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