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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N.Y.P.D.-Lt. Michael Faranda | Ny | NY | 04/1986 | Present |
| Royal Alliance Associates, Inc. | Garden City | NY | 11/2015 | 01/2025 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 01/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | Present |
| Kingsbridge Capital Advisors | Syosset | NY | 01/2025 | Present |
Fixed insurance sales; as of 1/03/2025; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-15 |
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