Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
205 Liberty St, Penn Yan, NY 14527 • United States
399 Exchange Street, Geneva, NY 14456 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Geneva | NY | 05/2004 | Present |
1. 9/29/2009: Investment products and services are offered through LPL Financial LLC using the DBA/trade name LNB FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) 2. 7/30/2012: LYONS NATIONAL BANK - Investment Related - At Reported Business Location(s) - FINANCIAL INSTITUTION DUTY - VP, DIRECTOR OF FINANCIAL SERVICES - Time Spent 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
Reach out to this advisor