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Gary Lutwen

Ameriprise Financial Services, LLC

Newport Beach, CA

Irvine, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-23
TX RA APPROVED_RES 2021-09-23
  • CA RA
    APPROVED
    Since 2021-09-23
  • TX RA
    APPROVED_RES
    Since 2021-09-23

Branch Locations

660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Irvine CA 11/2015 11/2016
Wells Fargo Clearing Services, Llc Irvine CA 11/2016 09/2021
Ameriprise Financial Services, Llc Irvine CA 09/2021 Present
Previous Registrations
  • 2015-11-18 → 2021-09-28
    Wells Fargo Clearing Services, Llc
    Irvine, CA
  • 2009-06-01 → 2015-11-20
    Morgan Stanley
    Irvine, CA
    Irvine, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Irvine, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-10
S63 Uniform Securities Agent State Law Examination 1996-05-03
  • S65 Uniform Investment Adviser Law Examination
    1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-05-03
Other Names
  • Gary Scott Lutwen

View on SEC IAPD

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OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
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