Jennifer Ann Graff

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2009-10-23

Branch Locations

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of America, N.A.	Seattle	WA	09/2006	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	10/2009	Present

09/2006 → Present

Bank Of America, N.A.

Seattle, WA
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-16
S63	Uniform Securities Agent State Law Examination	1996-04-17