Mitchell Darrin Daley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → 08/2022
  Hancock Investment Services, Inc.
  Baton Rouge, LA
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Hattiesburg, MS
• 06/2003 → Present
  Hancock Whitney Bank
  Hatitesburg, MS

Previous Registrations

• 2007-10-24 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  New Orleans, LA
  Hattiesburg, MS
  Petal, MS
  Hattiesburg, MS
  Hattiesburg, MS
  Hattiesburg, MS
  Hattiesburg, MS

Other Businesses

1.) POWER OF ATTORNEY FOR DAD (JOHN DALEY). 2.) TRUSTEE FOR JOHN DENNIS DALEY REVOCABLE TRUST AGREEMENT (DAD'S TRUST). 3.) OWNER OF DALEY FARMS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-01
• S63 Uniform Securities Agent State Law Examination
  1996-10-15

Other Names

• Mitch Daley