Richard William Baur

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  John Nuveen & Co., Incorporated
  Chicago, IL
• 09/2011 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2000-05-27 → 2011-09-01
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2001-07-16 → 2003-12-31
  Rittenhouse Asset Management, Inc.
  Radnor, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-01
• S63 Uniform Securities Agent State Law Examination
  1996-12-20

Other Names

• Richard W Baur