Edward Carr Spraberry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2004-11-23
TX	RA	APPROVED	2004-11-23

CO RA
APPROVED

Since 2004-11-23
TX RA
APPROVED

Since 2004-11-23

Branch Locations

Flower Mound, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Fort Collins	CO	11/2004	Present

11/2004 → Present

Linsco/Private Ledger Corp.

Fort Collins, CO

Previous Registrations

1996-05-31 → 2004-12-10

Ubs Financial Services Inc.

Dallas, TX

Other Businesses

1. 04/13/2011 - OTHER-LLC, DUBOSE SPRABERRY MINERAL INTEREST LLC, 5% OF TIME SPENT. 2. 3/5/2021 - 401k Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/15/2021 - 100 Hours Per Month/80 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-05
S63	Uniform Securities Agent State Law Examination	1996-05-30

S65 Uniform Investment Adviser Law Examination

1996-06-05
S63 Uniform Securities Agent State Law Examination

1996-05-30

View on SEC IAPD