Shane Patrick Terry

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-13
CA	RA	APPROVED	2014-10-16

TX RA
APPROVED_RES

Since 2017-03-13
CA RA
APPROVED

Since 2014-10-16

Branch Locations

San Marcos, CA • United States

2710 Loker Ave W, Suite 220, Carlsbad, CA 92010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Carlsbad	CA	03/2015	Present

03/2015 → Present

Lpl Financial Llc

Carlsbad, CA

Other Businesses

(1) 07/16/2015: TERRY CAPITAL, INC. - INV REL - 1902 WRIGHT PLACE, SUITE 200, CARLSBAD CA 92008 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/04/2015 - 160 HR/MO 120 DURING SECS TRDG HRS (2) 02/14/2019 - Terry Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:02/05/2019 - 120 hrs/mo - 6 hours during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-02
S63	Uniform Securities Agent State Law Examination	1996-09-18

S66 Uniform Combined State Law Examination

2014-09-02
S63 Uniform Securities Agent State Law Examination

1996-09-18