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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-01 |
Branch Locations
330 Whitney Avenue Suite 600, Holyoke, MA 01040 • United States
Longmeadow, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Holyoke | MA | 08/2003 | Present |
| Mml Investors Services, Llc | Holyoke | MA | 09/2003 | Present |
(1)Name: Christopher DiStefano Inv rel: Y Add: Residential address Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 2003 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Life & fixed annuities .. (2)Name: Christopher DiStefano simple rental property Inv rel: Y Add: 65 Audubon Ave West Springfield, MA 01089 Nature: Simple Rental Property- 2 Family Rental Property Position: Owner Start date: 09/2007 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Landlord (Additional Rental Properties: 104 Albermarle Road Longmeadow, MA 01106 141 Homestead Blvd Longmeadow, MA 01106 390 Bliss Rd Longmeadow, MA 01106 1177 Lawnwood Dr Longmeadow, MA 01106).. (3)Name: Christopher DiStefano Inv rel: N Add: 1095 Main Street Springfield MA 01103 Nature: Other Position: Committee Member Start date: 03/20/2019 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: participates in discussions around the best interest of Open Square DBA Springfield Day Nursery. (4) Name: DiStefano Financial Group, LLC Inv rel: Y Add: 330 Whitney Avenue, Suite 600, Holyoke, MA 01040 Nature: Owner of LLC used for financial services business Position: Owner/Agent Start Date: 06/13/2026 No Hrs/Mo: 80 No/Hrs Mo dur trading: 4 Describe Duties: Sales and Service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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