David W Lyon

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Jpmorgan Securities Llc
  San Francisco, CA
• 11/2016 → Present
  Jpmorgan Chase Bank Na
  San Francisco, CA

Previous Registrations

• 2000-05-12 → 2004-04-06
  J.P. Morgan Securities Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

Entity Name: Impulse Dynamics Investment related: No "Address: Impulse Dynamics 50 Lake Center Dr, Marlton, NJ 08053 https://impulse-dynamics.com/" Nature of the other business: Medical Device Company Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: passive investor in Impulse Dynamics. Bio medical device company focused on treating Heart Failure. Entity Name: University of San Francisco Investment related: Yes Address: 2130 Fulton Street San Francisco, CA 94117-1080 https://www.usfca.edu/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: USF is a private university -- I will serve on the board of trustees and the chair of the investment committee

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  1996-11-15

Other Names

• David William Lyon