Howard A Stricker

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Cetera Financial Specialists Llc
  Schaumberg, IL
• 03/2011 → Present
  Cetera Investment Advisers Llc
  Schaumberg, IL
• 07/2011 → Present
  Stricker Wealth Management
  Cedarcrest, NY
• 12/2011 → 03/2025
  Gross & Co Insurance
  New York, NY
• 12/2011 → 03/2025
  Gross Co Wealth Management Services
  New York, NY
• 01/2018 → 03/2025
  Bernath And Rosenberg
  Woodmere, NY
• 11/2022 → Present
  I Team Realty Group Llc
  Oceanside, NY

Previous Registrations

• 2009-05-29 → 2011-03-15
  Chase Investment Services Corp.
  Hewlett, NY
  Cedarhurst, NY
  Woodmere, NY

Other Businesses

1) PROPERTY & CASUALTY AGENT; START DATE 2009; 2-3 HRS/MTH: 2) STRICKER WEALTH MANAGEMENT, DBA FOR INVESTMENT PRACTICE - INV RELATED: 3) NAME OF OTHER BUSINESS: 463 SUMMIT AVE OWNERS ; INVESTMENT RELATED: NO; ADDRESS: 463 SUMMIT AVE CEDARHURST, NY 11516 ; NATURE OF BUSINESS: CO-OP BOARD ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: VOTING AND DISCUSSING ISSUES PERTAINING TO CO-OP BUILDING; 4)NAME OF OTHER BUSINESS: I TEAM REALTY GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: 3571 HARGALE RD OCEANSIDE, NY 11572; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: REAL ESTATE AGENT; APX NUMBER OF HOURS PER WEEK:1-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: SELL COMMERCIAL AND RESIDENTIAL REAL ESTATE; 5) NAME OF OTHER BUSINESS: KLUGE FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS 32.5:; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2009-05-26
• S63 Uniform Securities Agent State Law Examination
  1996-05-31