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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-14 |
| CA | RA | APPROVED | 2020-10-09 |
Branch Locations
555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States
Pleasant Hill, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | San Francisco | CA | 05/2016 | 10/2020 |
| Wells Fargo Bank | San Francisco | CA | 05/2016 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 10/2020 | Present |
| Bank Of America N.A. | San Francisco | CA | 10/2020 | Present |
BOY SCOUT OF AMERICA TROOP 212; INVESTMENT RELATED; MORAGA,CA; TREASURER, START DATE 10/14/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; MANAGING THE CASH FLOWS, COLLECTING PAYMENTS, REIMBURSING EXPENSES, AND MAKING SURE THE TROOP IS ON BUDGET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-20 |
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