Kevin James Appelbaum

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 01/2024
  Woodbury Financial Services, Inc.
  El Cajon, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  El Cajon, CA

Previous Registrations

• 2013-09-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  El Cajon, CA
  San Diego, CA
  El Cajon, CA
  La Mesa, CA
• 2013-01-17 → 2013-09-04
  Lpl Financial Llc
  Irvine, CA
  Newport Beach, CA
  San Diego, CA
• 2012-10-01 → 2012-12-19
  J.P. Morgan Securities Llc
  El Cajon, CA
  El Cajon, CA
• 2010-05-03 → 2012-10-01
  Chase Investment Services Corp.
  El Cajon, CA
  El Cajon, CA
• 2009-10-23 → 2010-04-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA
  Coronado, CA
  El Cajon, CA
  San Diego, CA
• 2009-01-08 → 2009-10-23
  Banc Of America Investment Services, Inc.
  El Cajon, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Coronado, CA
• 2006-02-21 → 2009-01-20
  Wamu Investments, Inc.
  Lakeside, CA
  Alpine, CA
  Santee, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1. WOODBURY FINANCIAL POSITION: INVESTMENT ADVISOR REP NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 02/11/2014 ADDRESS: 1734 BURWELL LANE, EL CAJON CA 92019 DESCRIPTION: SELLING FIXED INSURANCE BUSINESS. 2. WOODBURY FINANCIAL SERVICES POSITION: INVESTMENT ADVISOR NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 03/03/2014 ADDRESS: 1734 BURWELL LANE, EL CAJON CA 92019 DESCRIPTION: MONEYGUARD LONG TERM CARE INSURANCE THROUGH LINCOLN FINANCIAL. INCOME ADVISOR TEAM POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: PARTNERSHIP. LOOKING TO ESTABLISH A DBA UNDER THE NAME "INCOME ADVISOR TEAM" INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 04/30/2015 ADDRESS: 7317 EL CAJON BLVD, LA MESA CA 91942 DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-09-20