Steven Lynn Nelson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-10

TX RA
APPROVED

Since 2025-07-10

Branch Locations

Katy, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Katy	TX	05/2006	07/2025
Lpl Financial Llc	Katy	TX	07/2025	Present

05/2006 → 07/2025

Next Financial Group Inc

Katy, TX
07/2025 → Present

Lpl Financial Llc

Katy, TX

Previous Registrations

2016-03-22 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Katy, TX

Eden Prairie, MN

Katy, TX
2003-05-21 → 2004-05-06

Bok Financial Asset Management, Inc.

Houston, TX

Other Businesses

1- 07/2025 - Ryan Grant Investments, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/31/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-14
S65	Uniform Investment Adviser Law Examination	1999-08-17
S63	Uniform Securities Agent State Law Examination	1996-05-01

S66 Uniform Combined State Law Examination

2016-03-14
S65 Uniform Investment Adviser Law Examination

1999-08-17
S63 Uniform Securities Agent State Law Examination

1996-05-01

Other Names

Steve Nelson

View on SEC IAPD