Randall Scott Norden

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-25
MI	RA	APPROVED	2010-04-09
TX	RA	APPROVED	2010-02-26

FL RA
APPROVED

Since 2024-09-25
MI RA
APPROVED

Since 2010-04-09
TX RA
APPROVED

Since 2010-02-26

Branch Locations

Bokeelia, FL • United States

700 Terrace Point Dr Ste 400, Muskegon, MI 49440 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates Inc	Muskegon	MI	02/2010	01/2019
Raymond James & Associates, Inc.	Muskegon	MI	01/2019	Present

02/2010 → 01/2019

Raymond James & Associates Inc

Muskegon, MI
01/2019 → Present

Raymond James & Associates, Inc.

Muskegon, MI

Previous Registrations

2000-07-20 → 2010-03-03

Ubs Financial Services Inc.

Muskegon, MI

Muskegon, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1998-02-24

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1998-02-24

Other Names

Randall S Norden

View on SEC IAPD