Gregory Buchai

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-11-13
TX	RA	APPROVED	2002-07-22

SC RA
APPROVED

Since 2023-11-13
TX RA
APPROVED

Since 2002-07-22

Branch Locations

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Houston	TX	07/2002	Present

07/2002 → Present

Lpl Financial Llc

Houston, TX

Previous Registrations

1996-05-15 → 2002-06-27

Prudential Equity Group, Llc

Houston, TX

Other Businesses

(1)07/16/2002 - MAPLE INVESTMENTS - Investment Related - Business Entity For Tax/Investment Purposes Only. (2)10/16/2014 - Maple investments inc. - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 08/15/1979 - 9 Hours Per Month/0 Hours During Securities Trading. (3) 08/26/2016: ST Financial Investment Services - DBA for LPL Business (entity for LPL business) - DBA: STF Financial Services - Investment Related - 12840 Southwest Freeway Stafford TX77477 - Start 09/01/2016 - 15 Hr/Mo; 5 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-28
S63	Uniform Securities Agent State Law Examination	1996-05-14

S65 Uniform Investment Adviser Law Examination

1996-05-28
S63 Uniform Securities Agent State Law Examination

1996-05-14

Other Names

Greg Buchai

View on SEC IAPD