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Current Employers
Blackridge Asset Management, Llc

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-02-24
  • OK RA
    APPROVED
    Since 2025-02-24

Branch Locations

3401 Nw 63Rd Street Suite 500, Oklahoma, OK 73116 • United States

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-07-02
  • OK RA
    APPROVED
    Since 2024-07-02

Branch Locations

3401 Nw 63Rd Street Suite 500, Oklahoma City, OK 73116 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital West Securities, Inc. Oklahoma City OK 08/2004 Present
T. S. Phillips Investments, Inc. Oklahoma City OK 03/2012 Present
Peak Brokerage Services, Llc Jupiter FL 02/2025 Present
Blackridge Asset Management, Llc Jupiter FL 02/2025 Present
Thurston Springer Financial Services Indianapolis IN 02/2024 Present
Thurston Springer Advisors Indianapolis IN 02/2024 Present
  • 08/2004 → Present
    Capital West Securities, Inc.
    Oklahoma City, OK
  • 03/2012 → Present
    T. S. Phillips Investments, Inc.
    Oklahoma City, OK
  • 02/2025 → Present
    Peak Brokerage Services, Llc
    Jupiter, FL
  • 02/2025 → Present
    Jupiter, FL
  • 02/2024 → Present
    Thurston Springer Financial Services
    Indianapolis, IN
  • 02/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2012-12-20 → 2024-06-28
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
  • 2008-08-27 → 2010-12-31
    Geary Advisors, Llc
    Oklahoma City, OK
  • 2004-08-20 → 2010-07-28
    Geary Securities, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
Other Businesses

Perform officework duties for parents business 4-Way Automatic Transmission. 5 hours a week, none during market hours. This is not investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-24
S63 Uniform Securities Agent State Law Examination 2000-09-16
  • S65 Uniform Investment Adviser Law Examination
    2004-03-24
  • S63 Uniform Securities Agent State Law Examination
    2000-09-16
Other Names
  • Karen Leellen Allman
  • Karen Leellen Allman
  • Karen Leellen Coker
  • Karen Le'ELlen Coker
  • Karen Coker

View on SEC IAPD

More in Oklahoma, OK

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