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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Suite G500, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-03 |
Branch Locations
4444 Westheimer Suite G500, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 10/2010 | Present |
| Usca Ria Llc | Houston | TX | 10/2010 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Asset Management Llc | Houston | TX | 08/2022 | Present |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1. RAD Industries LLC; Non-Investment Related; Houston, TX; Investment Company; investor; 25% owner; 12/2021; 0 hrs/month; 0 hrs/month; investment company to buy restaurants 2.. USCA Asset Management LLC; Investment-related; Houston, Tx; RIA, Director, Portfolio Manager; 08/2022; 24 hrs; 24 hrs month; investment decisions for fund
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-03 |
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