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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-12 |
| WA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Seattle | WA | 06/2005 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 10/2009 | Present |
| Bank Of America Na | Seattle | WA | 04/2011 | Present |
BUSINESS TYPE: REAL ESTATE PROPERTY (DUPLEX) RENTAL FOR PROFIT LOCATED IN KENT, WA 98031. HOURS SPENT ON BUSINESS:0, RENTAL PROPERTY MANAGED BY SPOUSE. RENTAL INCOME PER MONTH EFFECTIVE 09/26/2008
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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