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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-06
  • FL RA
    APPROVED
    Since 2022-05-06

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

2875 Pga Blvd, Suite 100, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph S. Karp, P.A. Palm Beach Gardens FL 07/1988 Present
Gaines Financial Group Dba Karp Financial Services, Inc. Palm Beach Gardens FL 11/2015 Present
Karp Financial Services, Inc. Palm Beach Gardens FL 02/2002 Present
  • 07/1988 → Present
    Joseph S. Karp, P.A.
    Palm Beach Gardens, FL
  • 11/2015 → Present
    Gaines Financial Group Dba Karp Financial Services, Inc.
    Palm Beach Gardens, FL
  • 02/2002 → Present
    Karp Financial Services, Inc.
    Palm Beach Gardens, FL
Previous Registrations
  • 2016-01-02 → 2022-05-10
    Gaines Financial Group
    Palm Beach Gardens, FL
    Boca Raton, FL
Other Businesses

1) KARP FINANCIAL SERVICES, INC. (DBA)- INVESTMENT-RELATED - PALM BEACH GARDENS, FL - INVESTMENT ADVISORY AND INSURANCE BUSINESS - PRESIDENT - 20% OF HIS TIME - HIS DUTIES: ADVISOR AND FIXED INSURANCE (LTD/DI/LIFE INSURANCE). 2) JOSEPH S. KARP, P.A. - NON INVESTMENT-RELATED - PALM BEACH GARDENS, FL - FIRM SERVICES ELDER LAW, ESTATE PLANNING, ESTATE ADMINISTRATION & FIDUCIARY SERVICES - LAWYER & PRESIDENT & SOLE SHAREHOLDER - SINCE 1988 - 79% OF TIME CONDUCTING THIS ACTIVITY - PROVIDING LEGAL ADVICE. 3) HE HAS MULTIPLE REAL ESTATE PROPERTIES HE OWNS/MANAGES AND HE WILL BE SPENDING 1% OF HIS TIME ON THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-02
S66 Uniform Combined State Law Examination 2015-11-02
S63 Uniform Securities Agent State Law Examination 1996-04-29
  • S65 Uniform Investment Adviser Law Examination
    2016-01-02
  • S66 Uniform Combined State Law Examination
    2015-11-02
  • S63 Uniform Securities Agent State Law Examination
    1996-04-29

View on SEC IAPD

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