Christopher Dale Dinterman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 08/2023
  Tiaa-Cref Individual & Institutional Services, Llc
  San Diego, CA
• 11/2012 → 08/2023
  Tiaa
  San Diego, CA
• 09/2023 → 02/2024
  Unemployed
  Temecula, CA
• 02/2024 → 04/2025
  Ares Financial Consulting
  Temecula, CA
• 03/2024 → 04/2024
  Pacific Coast Fiduciary, Llc
  Sherman Oaks, CA
• 04/2025 → Present
  Lpl Financial
  Irvine, CA

Previous Registrations

• 2024-02-14 → 2025-04-02
  Ares Financial Consulting Llc
  Temecula, CA
  Calabasas, CA
• 2024-04-11 → 2025-04-02
  Pacific Coast Fiduciary Llc
  Temecula, CA
  Calabasas, CA
• 2005-08-15 → 2007-03-07
  Osaic Fa, Inc.
  San Diego, CA
  San Diego, CA
• 1999-01-01 → 2004-04-02
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD

Other Businesses

1) 4/1/2025 - WealthWise Financial Services / Retirement Plan Consultant / DBA for LPL Business (entity for LPL business) / Inv Related / at reported business location (s) 160 Hrs per month - 90 Hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-07
• S63 Uniform Securities Agent State Law Examination
  1996-08-02

Other Names

• Chris Dinterman