Robert Charles Pender

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Seniors Financial Solutions
  Cedar Park, TX
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Cedar Park, TX
• 11/2018 → 06/2023
  Royal Alliance Associates, Inc.
  Cedar Park, TX
• 06/2023 → Present
  Osaic Wealth Inc
  Cedar Park, TX

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Park, TX
  Boston, MA
  Pflugerville, TX
  Boston, MA
• 2003-04-21 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Austin, TX
  Cedar Park, TX
  Round Rock, TX

Other Businesses

1) Business Owner: Pender Interests, LLC 3625 Juniper Rim Road Leander, TX 78641, 4 properties in NM - farmland, undeveloped raw land (2) and one tract sold/owner finance Owner/manager of the LLC - passive LLC to own inherited real estate properties, 1/4/2017, 1 hr mo, 0 trading. 5) PENDER INTERESTS LLC POSITION: Mgr/ Owner NATURE: LLC, Mgr/ Owner of LLC to manage inherited land properties in NM; farmland (1)& raw undeveloped land (2) INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/04/17 ADDRESS: 3625 Juniper Rim Road, Leander TX 78641 DESCRIPTION: Deposit Farm Lease checks, Pay taxes and manage properties business requirements. 2)ESTATE PRESERVATION NETWORK, LLC POSITION: President/CEO NATURE: Estate Preservation Network, LLC (EPN) is a Texas legal services contract company which provides discounted legal services through a network of provider attorneys. Clients enroll with a membership fee and receive membership benefits and discounted legal documents and services. INVESTMENT RELATED: No NUMBER OF HRS: 20 SECURITIES TRADING HRS: 20 START DATE: 05/17/13 ADDRESS: 1464 East Whitestone Blvd., Building 5, Suite 503, Cedar Park TX 78613 DESCRIPTION: Monitor all banking activity, handle accounts payable and coordinate commission payments with my QuickBooks Certified bookkeeper. 3) CHARLES ALLENE MANAGEMENT LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 11/25/08 ADDRESS: 1464 East Whitestone Blvd.., Building 5, Suite 501, Cedar Park TX 78613 DESCRIPTION: This LLC was created for liability protection purposes. Charles Allene Management, LLC (CAM LLC) owns my office building at 1464 East Whitestone Boulevard, Cedar Park, Texas 78613 4) ESTATE PRESERVATION NETWORK, LLC POSITION: President and CEO NATURE: Estate Preservation Network, LLC (EPN) is a Texas legal services contract company which provides discounted legal services through a network of provider attorneys.Clients enroll with a membership fee and receive membership benefits and discounted legal documents and services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/17/2013 ADDRESS: 1464 East Whitestone Blvd., Building 5, Suite 503, Cedar Park TX 78613, United States DESCRIPTION: Monitor all banking activity, handle accounts payable and coordinate commission payments with my QuickBooks Certified bookkeeper.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-28

Other Names

• Bob Pender
• Bob Pender
• Bob Pender