Inactive

Tyson Andrew Farmer

Vega Financial LLC

Mercer Island, WA

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Current Employers

Vega Financial Llc

Mercer Island, WA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-16
WA	RA	APPROVED	2021-03-08

TX RA
APPROVED

Since 2023-03-16
WA RA
APPROVED

Since 2021-03-08

Branch Locations

Mercer Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2010	12/2020
Vega Financial, Llc	Mercer Island	WA	12/2020	Present

10/2010 → 12/2020

Edward Jones

St Louis, MO
12/2020 → Present

Vega Financial, Llc

Mercer Island, WA

Previous Registrations

2010-10-08 → 2021-03-10

Edward Jones

St Louis, MO

Port Orchard, WA

Bellevue, WA
2010-02-03 → 2010-10-08

U.S. Bancorp Investments, Inc.

Vashon, WA

Renton, WA

Seattle, WA

Seattle, WA

Tukwila, WA

Renton, WA

Renton, WA

Renton, WA
2009-04-22 → 2010-01-28

Key Investment Services Llc

Tacoma, WA

Seattle, WA
2007-10-03 → 2009-04-09

Wamu Investments, Inc.

Renton, WA

Renton, WA

Maple Valley, WA

Renton, WA

Kent, WA

Covington, WA

Kent, WA
2006-05-04 → 2007-09-19

Ameriprise Financial Services, Llc

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-14

S66 Uniform Combined State Law Examination

2006-02-14

Other Names

Tyson Andrew Farmer

View on SEC IAPD

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