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Joseph Silerto

LPl Financial LLC

Milltown, NJ

Fort Mill, SC

CRD 2731021

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-13
SC RA APPROVED 2021-10-07
  • NJ RA
    APPROVED
    Since 2021-10-13
  • SC RA
    APPROVED
    Since 2021-10-07

Branch Locations

Milltown, NJ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. New Brunswick NJ 01/1999 03/2018
The Prudential Insurance Company Of America Basking Ridge NJ 03/2019 07/2019
Pruco Securites Corporation Llc Basking Ridg NJ 03/2019 07/2019
Unemployed Milltown NJ 04/2018 03/2019
National Securities Corp Eatontown NJ 08/2019 09/2021
National Asset Management Eatontown NJ 08/2019 09/2021
Lpl Financial Llc Milltown NJ 09/2021 Present
  • 01/1999 → 03/2018
    Scottrade, Inc.
    New Brunswick, NJ
  • 03/2019 → 07/2019
    The Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 03/2019 → 07/2019
    Pruco Securites Corporation Llc
    Basking Ridg, NJ
  • 04/2018 → 03/2019
    Unemployed
    Milltown, NJ
  • 08/2019 → 09/2021
    National Securities Corp
    Eatontown, NJ
  • 08/2019 → 09/2021
    National Asset Management
    Eatontown, NJ
  • 09/2021 → Present
    Milltown, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-01
S63 Uniform Securities Agent State Law Examination 1996-07-08
  • S66 Uniform Combined State Law Examination
    2017-02-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-08
Other Names
  • Joseph Michael Silerto
  • Joseph M Silerto
  • Joseph Michael Silerto

View on SEC IAPD

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