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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-06 |
| PA | RA | APPROVED | 2005-06-03 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Malvern, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Philadelphia | PA | 03/2008 | Present |
| City National Bank | Philadelphia | PA | 08/2017 | Present |
(1) ENTITY NAME: EASTTOWN LIBRARY FOUNDATION, ADDRESS: 720 1ST AVE BERWYN PA 19312, BUSINESS DESCRIPTION: FUNDRAISING ARM OF THE EASTTOWN LIBRARY THATS ROLE IS TO RAISE COMMUNITY AWARENESS AND PLAN EVENTS, START DATE: 05/16/13, CAPACITY: BOARD OF DIRECTORS COMMITTEE/COUNCIL MEMBER, DUTIES: PLAN EVENTS PROMOTE COMMUNITY AWARENESS GUIDE PROGRAMMING AND HELP WITH FUNDRAISING ATTEND MONTHLY MEETINGS, TIME DEVOTED TO THIS ACTIVITY PER WEEK: 1 HOUR TIME DEVOTED TO THIS ACTIVITY PER WEEK DURING SECURED TRADING HOURS: 0. (2) THE YACHT CLUB OF STONE HARBOR; ADDRESS: 9001 SUNSET DRIVE, STONE HARBOR, NJ 08247; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PRIVATE SOCIAL CLUB; CAPACITY: BOARD OF TRUSTEES; START DATE: 11/2/2018; DUTIES: PROVIDE GUIDANCE AND INPUT ON CLUB ACTIVITIES AND FACILITY MANAGEMENT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) NAME OF ENTITY: Advisorhub LLC ADDRESS: 1707 Post Oak Blvd #484 Houston TX 77056 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 19, 2026 CAPACITY: Other DUTIES: Member of FA Advisory Council - no compensation, purely feedback on industry best practices / trends. Attend brief zoom meetings once a quarter not during trading hours. HOURS DEVOTED PER MONTH: 1 hour a quarter HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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