Michael B Works

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-01-07
FL	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2015-01-07
FL RA
APPROVED

Since 2009-10-23

Branch Locations

26301 Us Highway 19 N, Clearwater, FL 33761 • United States

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tampa	FL	10/2009	Present
Bank Of America, N.A.	Clearwater	FL	07/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
07/2011 → Present

Bank Of America, N.A.

Clearwater, FL

Previous Registrations

2004-05-14 → 2009-10-23

Banc Of America Investment Services, Inc.

Tampa, FL

Tampa, FL
1996-06-11 → 2004-05-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clearwater, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-28
S63	Uniform Securities Agent State Law Examination	1996-06-18

S65 Uniform Investment Adviser Law Examination

1996-06-28
S63 Uniform Securities Agent State Law Examination

1996-06-18

Other Names

Mike Works
Michael B Works
Michael Brian Works

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews