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Chris Brian Grace

Ameriprise Financial Services, LLC

Little Rock, AR

Little Rock, AR

CRD 2730639

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2005-08-15
  • AR RA
    APPROVED
    Since 2005-08-15

Branch Locations

22 Rahling Circle, Little Rock, AR 72223 • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Little Rock AR 09/2005 03/2020
Ameriprise Financial Services, Llc Little Rock AR 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
S65 Uniform Investment Adviser Law Examination 1997-12-31
S63 Uniform Securities Agent State Law Examination 1997-12-08
  • S66 Uniform Combined State Law Examination
    2005-08-12
  • S65 Uniform Investment Adviser Law Examination
    1997-12-31
  • S63 Uniform Securities Agent State Law Examination
    1997-12-08
Other Names
  • Christopher Bryan Grace

View on SEC IAPD

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Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

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