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Larry Thomas Olea

Rbc Securities, Inc

Los Angeles, CA

Los Angeles, CA

Whittier, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-19
TX RA APPROVED_RES 2013-07-18
NV RA APPROVED 2012-08-22
CA RA APPROVED 2010-04-01
  • NY RA
    APPROVED
    Since 2024-04-19
  • TX RA
    APPROVED_RES
    Since 2013-07-18
  • NV RA
    APPROVED
    Since 2012-08-22
  • CA RA
    APPROVED
    Since 2010-04-01

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Whittier, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Beverly Hills CA 07/2004 Present
City National Securities, Inc. Beverly Hills CA 07/2004 Present
  • 07/2004 → Present
    City National Bank
    Beverly Hills, CA
  • 07/2004 → Present
    City National Securities, Inc.
    Beverly Hills, CA
Previous Registrations
  • 2023-06-30 → 2024-05-21
    Symphonic Financial Advisors Llc
    New York, NY
    Los Aneles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-07
S63 Uniform Securities Agent State Law Examination 1996-06-26
  • S65 Uniform Investment Adviser Law Examination
    2000-12-07
  • S63 Uniform Securities Agent State Law Examination
    1996-06-26

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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