Trevor Darryl Mathias

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Chicago, IL
• 2006-09-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Chicago, IL
• 1998-08-24 → 2006-09-12
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

1-UNIVERSITY OF ILLINOIS TEACHER 2-RENTAL HOME; PART RIDGE/IL; OWNER;.5 HOURS ARE DEVOTED DURING NON TRADING HOURS PER WEEK-TO BEGAN 4/2011 3- OWNER OF BUILDING RENTAL PROPERTY,7/2014, 1 HOUR AFTER BUSINESS HOURS 4. SOLE PROPRIETOR / OWNER / PARTNER;OWNING A RENTAL PROPERTY;EVANSTON IL; AS OF 08/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 2. 5 Rental Property; investment related; Rental; 12/2016; 0,1; Sole Proprietor / Owner / Partner 5. RENTAL PROPERTY, OWNER; START DATE: 09/2016; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; SOUTH BEACH, FL 6. Rental Property; Skokie, IL; Investment related; Rental; Sole Proprietor / Owner / Partner; 02/2017; During Business hours: 0; After Business hours: 1 7. Rental; Investment related Yes; Rental property; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Apr/2002; During business hours: 0; After business hours: 1 *306461 - Kaizen WC LLC; Investment related Yes; Golf, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2017; During business hours: 0; After business hours: 1; Property Management and Sole Member and Sole manager of the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-17
• S63 Uniform Securities Agent State Law Examination
  1996-06-07